CDI
Starting date : As soon as possible
We are seeking an experienced Senior Compliance Officer with a legal background to join our compliance team. The ideal candidate will have at least five years of professional experience in compliance, with expertise in regulatory frameworks, AML/KYC, MiFID, and internal controls. This role involves ensuring adherence to legal and regulatory requirements, conducting compliance risk assessments, and implementing monitoring programs.
As a key member of the compliance team, the Senior Compliance Officer will report directly to the Chief Compliance Officer (CCO) and play a crucial role in maintaining the company’s regulatory compliance framework.
ROLE AND RESPONSIBILITIES:
Internal controls & Policies, Procedure:
- Performing AML/KYC checks on new clients;
- Undertake Client Due Diligence and ongoing reviews in compliance with the anti-money laundering requirements;
- Suspicious Activity Review filings;
- Keep up-to-date with regulatory developments, provide analysis to the CCO, on new regulatory developments impacting the company;
- Ensure compliance of the existing policies and procedures;
- Develops and maintains a current library of compliance resources.
Compliance Risk Assessment, Compliance Monitoring Plan and regulatory reports:
- Participates in the annual update of the AML Risk Assessment (“AMLRA”);
- Execute the Compliance Monitoring Plan (“CMP”);
- Follow up on CMP recommendations to ensure closure by target dates;
- Prepare CMP status update for the CCO and the senior management;
- Assist in the preparation of the annual and periodic reports for the CCO.
Support for operational teams and participation in certain projects:
- Provides advice to business on topics covered by the Compliance Function;
- Participates in various projects (business development, IT, organizational, etc.) involving the team;
- Supports Compliance team on various topics (e.g. fund transfers control..).
PROFESSIONAL SKILLS AND EXPERIENCE:
- Bachelor’s degree in Legal, Economics or Finance;
- Minimum of 5 years of professional experience in a compliance role;
- In-depth knowledge of regulatory requirements, particularly in AML/KYC and internal controls;
- Proficiency in compliance monitoring tools and software;
- Microsoft Office tools;
- Fluent in English and French;
- Team spirit and good communication skills (oral and written).
When possible, AMFIE offers flexibility with regard to working hours, thus allowing for a better work-life balance together with greater accountability. Employees define with their managers the best arrangement for the company and their personal situation.
We are located in the heart of the Luxembourg capital with all the transport facilities.
You will evolve in a friendly and respectful environment where team spirit is encouraged.
A background check will be requested upon hiring (criminal record, Education degrees, diplomas & certifications).
To apply for this position, please forward your CV and cover to Virginie Segura by e-mail: hr@amfie.org. Only the candidates meeting these specific qualifications will receive an answer.
Please note that AMFIE does not accept unsolicited resumes or candidate profiles from recruitment agencies. We ask that recruitment agencies refrain from contacting us regarding this position or any other positions posted by our company. Thank you for your understanding and cooperation.